Financial Services and Markets Authority

Results: 490



#Item
181Financial Conduct Authority / Financial Services Authority / Financial Services and Markets Act / Economy of the United Kingdom / United Kingdom / Prudential Regulation Authority

FCA[removed]PRA[removed]LEGAL CUTOVER (FINANCIAL CONDUCT AUTHORITY AND PRUDENTIAL REGULATION AUTHORITY HANDBOOKS (GENERAL PROVISIONS)) INSTRUMENT 2013 WHEREAS:

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Source URL: media.fshandbook.info

Language: English - Date: 2013-03-07 06:58:18
182Mediation / United Kingdom / Financial Services and Markets Act / Financial Services Authority

Professional Firms Chapter 5 Non-mainstream regulated activities

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Source URL: media.fshandbook.info

Language: English - Date: 2015-02-04 07:54:14
183Institutional investors / United Kingdom / Financial economics / Insurance / Financial Services and Markets Act / Financial Services Authority / Financial institutions / Dispute resolution / Mediation

FSA[removed]INSURANCE MEDIATION AND MORTGAGE MEDIATION, LENDING AND ADMINISTRATION (PRUDENTIAL PROVISIONS) INSTRUMENT 2004

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:44
184Mortgage Conduct of Business rules / Mortgage industry of the United Kingdom / United States housing bubble / Mortgage-backed security / Financial Services Authority / Mortgage loan / Financial Services and Markets Act / MERS / Economy of the United Kingdom / United Kingdom / Mortgage industry of the United States

Microsoft Word - MCOB consequentials instrument.doc

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:20
185Securities / Financial Services and Markets Act / Financial Services Authority / Listing Rules / Sourcebook / Official List / Open-ended investment company / Financial economics / United Kingdom / Finance

[removed]: Handbook Administration (No 15) Instrument 2009

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:28
186Financial services / Short selling / Financial regulation / Hedge fund / Short / U.S. Securities and Exchange Commission / Convertible bond / Security / Christopher Cox / Financial economics / Investment / Finance

August 14, 2011 Via Electronic Mail Steven Maijoor Chair European Securities and Markets Authority 103 Rue de Grenelle

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Source URL: www.managedfunds.org

Language: English
187Short selling / Financial regulation / Stock market / Short / Hedge fund / U.S. Securities and Exchange Commission / Security / Christopher Cox / Convertible bond / Financial economics / Finance / Investment

August 13, 2011 Via Electronic Mail Jean-Paul Servais Chairman The Financial Services and Markets Authority Rue du Congrès 12-14

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Source URL: www.managedfunds.org

Language: English
188Association of the Luxembourg Fund Industry / European Securities and Markets Authority / European Insurance and Occupational Pensions Authority / Esma / Government / Committee of European Securities Regulators / Undertakings for Collective Investment in Transferable Securities Directives / European Union / Financial economics / Financial services

annual report 2010 – 11 focus on investors better regulation.

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Source URL: www.alfi.lu

Language: English - Date: 2012-07-27 04:19:39
189European Insurance and Occupational Pensions Authority / Credit rating agency / European Securities and Markets Authority / European Banking Authority / Capital Requirements Directive / Bank regulation / Undertakings for Collective Investment in Transferable Securities Directives / Solvency II Directive / Lamfalussy process / European Union / Financial regulation / Financial economics

Directorate General Internal Market and Services Staff Working Paper EU Response to the Financial Stability Board (FSB)

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Source URL: ec.europa.eu

Language: English - Date: 2014-11-10 07:40:09
190Financial services / Funds / Financial markets / Hedge fund / Markets in Financial Instruments Directive / Collective investment scheme / Performance fee / Specialized investment fund / Financial economics / Investment / Finance

December 7, 2012 Via ESMA Website European Securities and Markets Authority 103 Rue de Grenelle[removed]Paris

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Source URL: www.managedfunds.org

Language: English
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